https://www.linkedin.com/feed/update/urn:li:activity:6683325374270640128/
Brenda Hamilton posted on LinkedIn
https://www.securitieslawyer101.com/2020/when-dilution-funders-dilution-financing-securities-lawyers
SECURITIESLAWYER101.COM
When Dilution Funders Act as Dealers – SEC Dilution Financing Actions | Hamilton & Associates Law Group, P.A.
When a manipulated stock’s price declines, it has become common practice for penny stock issuers and their disciples to scream foul play and claim their company is the victim of a naked short seller working with nefarious clearing firms to send their stock price downward. These same issuers also complain vociferously about the Securities and Exchange Commission (“SEC”) failure to pursue illegal short sale activities.
SECURITIESLAWYER101.COM
Short Sale and Short Seller Rules – Regulation SHO Lawyers | Hamilton & Associates Law Group, P.A.
When a manipulated stock’s price declines, it has become common practice for penny stock issuers and their disciples to scream foul play and claim their company is the victim of a naked short seller working with nefarious clearing firms to send their stock price downward. These same issuers also complain vociferously about the Securities and Exchange Commission (“SEC”) failure to pursue illegal short sale activities.
SECURITIESLAWYER101.COM
Short Sale and Short Seller Rules – Regulation SHO Lawyers | Hamilton & Associates Law Group, P.A.
The Securities Exchange Act of 1934, as amended (the “Exchange Act”) authorizes the Securities and Exchange Commission (“SEC”) to issue a trading suspension for up to ten business days. The SEC will order a trading suspension if it determines it is necessary to protect investors. For other securities that are traded in the over-the-counter market, broker-dealers are prohibited from publishing quotes for the security until the company has provided adequate public information. Under most circumstances, the issuer must locate a sponsoring market maker to file a new Form 211 with the Financial Industry Regulatory Authority (“FINRA”).
SECURITIESLAWYER101.COM
What is a SEC Trading Suspension? Securities Lawyer 101 | Hamilton & Associates Law Group, P.A.
A public company with a class of securities registered under either Section 12 or which is subject to Section 15(d) of the Securities Exchange Act of 1934, as amended (“Exchange Act”) must file reports (“Public Company SEC Reporting Requirements”) with the Securities and Exchange Commission (the “SEC”). These Public Company SEC Reporting Requirements keep investors and market participants informed about important information about the issuer. Reports and filings made with the SEC can be viewed by the general public without charge on the SEC’s website.
SECURITIESLAWYER101.COM
Public Company SEC Reporting Requirements -SEC Requirements to Go Public | Hamilton & Associates Law Group, P.A.
New Rules Let Businesses Raise More Money with Regulation A, Crowdfunding and Rule 504.
https://www.securitieslawyer101.com/2020/sec-amends-regulation-a-crowdfunding-and-rule-504-offering-and-integration-rules/
SECURITIESLAWYER101.COM
SEC Amends Regulation A, Crowdfunding and Rule 504 Securities Exemptions
